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What Type of Evidence Is Required in an SEC Whistleblower Case?

A U.S. Securities and Exchange Commission (SEC) whistleblower is an individual who comes forward with a tip, complaint or referral regarding an alleged securities law violation that has occurred, is ongoing or is about to occur….

Timeline of an SEC Whistleblower Award

How long a U.S. Securities and Exchange Commission (SEC) Whistleblower Award takes can vary significantly from case to case. If the SEC receives a tip through its Whistleblower Program and finds sufficient evidence, it may order…

What Is the Process of an SEC Investigation?  

The U.S. Securities and Exchange Commission (SEC) is a federal agency with the primary mission of enforcing securities laws. The SEC has jurisdiction to enforce federal securities laws to protect investors and the public. If the…